Vanguard fined more than $100 million by SEC over violations involving target date retirement funds
The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
Money Talks News on MSN23h
Vanguard Hit With Record $106M SEC Fine
A major SEC fine against Vanguard reveals serious issues with target date retirement funds. The $106 million penalty ...
Reuters13d
Vanguard to pay $106 million in SEC accord after saddling investors with big tax bills
New policy for target-date funds triggered capital gains SEC says Vanguard did not warn about tax ramifications The ...
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Illinois Secretary of State Joins $106 Million Multi-State Settlement with Vanguard
SPRINGFIELD - Several thousands of Illinois residents are eligible to receive a share of a $106 million multi-state ...
Benefits Pro9d
Vanguard to pay SEC $106M to settle violations over ‘misleading’ target date fund statements
In addition to the $40 million Vanguard agreed to pay to investors as part of a class action suit in November, the SEC now ...
Vanguard to Pay $106 Million in Restitution to Retirement Fund Investors
An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...
Pensions&Investments13d
Vanguard to pay $106 million to settle SEC charges over misleading TDF disclosures
Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state ...
Courthouse News Service12d
Investment firm Vanguard agrees to $106 million fine in SEC retirement fund probe
The $106.41 million penalty will be paid out to hundreds of thousands of investors, whom investigators say Vanguard failed to ...
Vanguard to Pay $106 Million Over Retirement Fund Violations
Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made ...
InvestmentNews12d
Vanguard to pay more than $100M over target-date fund violations
The mutual fund titan harmed investors by failing to disclose risks relating to capital gains distributions in its retail ...
Vanguard to pay more than $100 million to SEC over violations involving target date retirement funds
The alleged violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its ...
NBC News12d
Vanguard fined more than $100 million by SEC over violations involving target date retirement funds
Asset management giant Vanguard has been fined more than $100 million to settle charges related to disclosures around target date investment funds, the Securities and Exchange Commission ...