SEC and CFTC Announce Historic Memorandum of Understanding Between Agencies The two agencies have entered into a MOU to guide coordination and collaboration to support lawful …

Apr 16, 2026 · The SEC's Small Business Capital Formation Advisory Committee is holding a meeting to discuss matters relating to rules and regulations under the federal securities laws that affect small …

The SEC provides a variety of services and tools to help people invest wisely and avoid fraud. Visit the agency's Investor.gov website, review investor alerts and bulletins, and check your investment …

Feb 11, 2026 · Reports and Publications This listing includes periodic SEC reports and publications. See also FOIA Frequently Requested Documents and SEC Data Resources for periodic data reports and …

Apr 16, 2026 · Official announcements highlighting recent actions taken by the SEC and other newsworthy information. To view Press Releases prior to 2012, view the Press Release Archive.

The Securities and Exchange Commission today announced enforcement results for the fiscal year that ended on September 30, 2025. Central to an effective enforcement program is determining which …

Before serving as an SEC Commissioner, Chairman Atkins was a consultant on securities and investment management industry matters, especially regarding issues of strategy, regulatory …

The SEC conducts examinations of investment advisers, investment companies, broker-dealers, self-regulatory organizations, clearing agencies, transfer agents, and other registrants. Examiners use a …

Divisions and Offices ... Regional Offices SEC Organization Chart (text version also available)

6 days ago · The Commission has taken important steps in the ongoing work to support the orderly and successful implementation of the Treasury Clearing Rule. [1] First, the Commission published for …