Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and facilitates capital …

4 days ago · Comprehensive coverage of SEC football, basketball, baseball and more, including live games, scores, schedules, standings and news

The SEC can bring a civil action in a U.S. District Court, or an administrative proceeding which is heard by an independent administrative law judge (ALJ). The SEC does not have criminal authority but may …

The Securities and Exchange Commission (SEC) oversees securities exchanges, securities brokers and dealers, investment advisors, and mutual funds in an effort to promote fair dealing, the disclosure of …

Learn about an investment professional's background, registration status, and more. Interested in Building Wealth? Learn how saving and investing can help lay the foundation for a strong financial …

2 days ago · Here is everything you need to know for the 2026 SEC softball conference tournament played in Lexington, Kentucky.

3 hours ago · Become the ultimate SEC Baseball fan by getting even more conference coverage at D1Baseball.com!

10 hours ago · The SEC will blow up college football ― the whole smash ― before sharing its billions and prime television windows on the biggest network in college sports with everyone else.

Apr 10, 2026 · Stay up-to-date with breaking news and top stories on US Securities and Exchange Commission. In-depth analysis, industry insights and expert opinion

Jul 12, 2024 · The SEC was established through the Securities Exchange Act of 1934, mainly in response to the stock market crash of 1929 that led to the Great Depression.